Stock Market Intermediaries

• Autor: Vidal Ramírez, Fernando
• Formato: artículo
• Fecha de Publicación: 1973
• Institución: Pontificia Universidad Católica del Perú
• Repositorio: Revistas - Pontificia Universidad Católica del Perú
• Lenguaje: español
• OAI Identifier: oai:ojs.pkp.sfu.ca:article/12726
• Enlace del recurso: http://revistas.pucp.edu.pe/index.php/derechopucp/article/view/12726
• Nivel de acceso: acceso abierto
• Materia: Intermediaries; Stockbrokers; Peruvian Commercial Code of 1902; Regulatory Supervision; Stock Market; Intermediarios; Agentes de Bolsa; Código de Comercio de 1902; Supervisión Regulatoria; Mercado de Valores

The concept of commercial mediators, in its various forms, was first introduced and regulated within the Peruvian legal system by the Code of Commerce of 1902. This code offered a definition of commercial mediation. Subsequently, Decree Act 18302 altered its nomenclature, referring to them as intermediaries. This paper aims to ascertain the legal classification of intermediaries, leveraging the innovations introduced by recent legislation in the stock market. It proceeds to analyze the implementation of this new legislation to delineate both its legal framework and the legal classification of intermediary activities.