The Colombian Stock Exchange, Its Nature and Position concerning the Stockbrokers: Service Level Agreement (SLA) as a Way of Mitigation

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Stock exchanges are vital agents for capital market development and the stock market of a country. This article defines «stock exchange» in Colombia and analyzes its characteristics from a legal, financial and market point of view. Furthermore, this article reviews the contractual relationship betwe...

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Detalles Bibliográficos
Autor: Rodríguez Rodríguez, Néstor David
Formato: artículo
Fecha de Publicación:2018
Institución:Pontificia Universidad Católica del Perú
Repositorio:Revistas - Pontificia Universidad Católica del Perú
Lenguaje:español
OAI Identifier:oai:revistaspuc:article/20437
Enlace del recurso:http://revistas.pucp.edu.pe/index.php/derechopucp/article/view/20437
Nivel de acceso:acceso abierto
Materia:Stock Brokerage Firms
Colombian Stock Exchange
dominant position
monopoly
Service Level Agreement
unfair terms
Sociedades comisionistas de bolsa
Bolsa de Valores de Colombia
posición dominante
monopolio
cláusulas abusivas
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spelling The Colombian Stock Exchange, Its Nature and Position concerning the Stockbrokers: Service Level Agreement (SLA) as a Way of MitigationLa bolsa de valores de Colombia, su naturaleza y su posición sobre las sociedades comisionistas de bolsa: el planteamiento del Service Level Agreement (SLA) como posible forma de mitigaciónRodríguez Rodríguez, Néstor DavidStock Brokerage FirmsColombian Stock Exchangedominant positionmonopolyService Level Agreementunfair termsSociedades comisionistas de bolsaBolsa de Valores de Colombiaposición dominantemonopolioService Level Agreementcláusulas abusivasStock exchanges are vital agents for capital market development and the stock market of a country. This article defines «stock exchange» in Colombia and analyzes its characteristics from a legal, financial and market point of view. Furthermore, this article reviews the contractual relationship between the Colombian Stock Exchange and the market agents, especially with the Colombian Stock Brokerage Firms, in order to conclude the existence of both dominant position and a monopoly that favors the Colombian Stock Exchange. Finally, the «Service Level Agreement» is proposed as a way to alleviate both the monopoly and dominant position’s effects of the Colombian Stock Exchange. For the relevant purposes, this article was developed by using the dogmatic-legal investigation, jurisprudential, and legal analysis method, and through the use of methodological, descriptive, comparative and propositional tools.Las bolsas de valores son agentes importantes para el desarrollo de los mercados de capitales y de valores de un país. Este artículo propone una definición para las bolsas de valores en Colombia al exponer sus características desde un punto de vista legal, financiero y de mercado. Posteriormente, se profundiza en la relación contractual de la Bolsa de Valores de Colombia (BVC) con los agentes del mercado (en particular, con las sociedades comisionistas de bolsa SCB), para concluir que existe posición dominante y un monopolio a favor de la BVC. Al final, se propone el uso del «Service Level Agreement» (SLA) como una forma de mitigar los efectos del monopolio y la posición dominante de la BVC. Para los fines pertinentes, el presente trabajo se desarrolla bajo el método de investigación dogmático-jurídico y de análisis jurisprudencial y legal, mediante el uso de herramientas metodológicas, descriptivas, comparativas y propositivas.Pontificia Universidad Católica del Perú2018-11-28info:eu-repo/semantics/articleinfo:eu-repo/semantics/publishedVersionapplication/pdfapplication/epub+ziptext/htmlhttp://revistas.pucp.edu.pe/index.php/derechopucp/article/view/2043710.18800/derechopucp.201802.009Derecho PUCP; Núm. 81 (2018): Derecho Penal: Aspectos Actuales de la Dogmática y la Política Criminal; 265-3022305-25460251-3420reponame:Revistas - Pontificia Universidad Católica del Perúinstname:Pontificia Universidad Católica del Perúinstacron:PUCPspahttp://revistas.pucp.edu.pe/index.php/derechopucp/article/view/20437/20353http://revistas.pucp.edu.pe/index.php/derechopucp/article/view/20437/22385http://revistas.pucp.edu.pe/index.php/derechopucp/article/view/20437/23009Derechos de autor 2018 Derecho PUCPhttp://creativecommons.org/licenses/by/4.0info:eu-repo/semantics/openAccessoai:revistaspuc:article/204372025-01-14T22:04:59Z
dc.title.none.fl_str_mv The Colombian Stock Exchange, Its Nature and Position concerning the Stockbrokers: Service Level Agreement (SLA) as a Way of Mitigation
La bolsa de valores de Colombia, su naturaleza y su posición sobre las sociedades comisionistas de bolsa: el planteamiento del Service Level Agreement (SLA) como posible forma de mitigación
title The Colombian Stock Exchange, Its Nature and Position concerning the Stockbrokers: Service Level Agreement (SLA) as a Way of Mitigation
spellingShingle The Colombian Stock Exchange, Its Nature and Position concerning the Stockbrokers: Service Level Agreement (SLA) as a Way of Mitigation
Rodríguez Rodríguez, Néstor David
Stock Brokerage Firms
Colombian Stock Exchange
dominant position
monopoly
Service Level Agreement
unfair terms
Sociedades comisionistas de bolsa
Bolsa de Valores de Colombia
posición dominante
monopolio
Service Level Agreement
cláusulas abusivas
title_short The Colombian Stock Exchange, Its Nature and Position concerning the Stockbrokers: Service Level Agreement (SLA) as a Way of Mitigation
title_full The Colombian Stock Exchange, Its Nature and Position concerning the Stockbrokers: Service Level Agreement (SLA) as a Way of Mitigation
title_fullStr The Colombian Stock Exchange, Its Nature and Position concerning the Stockbrokers: Service Level Agreement (SLA) as a Way of Mitigation
title_full_unstemmed The Colombian Stock Exchange, Its Nature and Position concerning the Stockbrokers: Service Level Agreement (SLA) as a Way of Mitigation
title_sort The Colombian Stock Exchange, Its Nature and Position concerning the Stockbrokers: Service Level Agreement (SLA) as a Way of Mitigation
dc.creator.none.fl_str_mv Rodríguez Rodríguez, Néstor David
author Rodríguez Rodríguez, Néstor David
author_facet Rodríguez Rodríguez, Néstor David
author_role author
dc.subject.none.fl_str_mv Stock Brokerage Firms
Colombian Stock Exchange
dominant position
monopoly
Service Level Agreement
unfair terms
Sociedades comisionistas de bolsa
Bolsa de Valores de Colombia
posición dominante
monopolio
Service Level Agreement
cláusulas abusivas
topic Stock Brokerage Firms
Colombian Stock Exchange
dominant position
monopoly
Service Level Agreement
unfair terms
Sociedades comisionistas de bolsa
Bolsa de Valores de Colombia
posición dominante
monopolio
Service Level Agreement
cláusulas abusivas
description Stock exchanges are vital agents for capital market development and the stock market of a country. This article defines «stock exchange» in Colombia and analyzes its characteristics from a legal, financial and market point of view. Furthermore, this article reviews the contractual relationship between the Colombian Stock Exchange and the market agents, especially with the Colombian Stock Brokerage Firms, in order to conclude the existence of both dominant position and a monopoly that favors the Colombian Stock Exchange. Finally, the «Service Level Agreement» is proposed as a way to alleviate both the monopoly and dominant position’s effects of the Colombian Stock Exchange. For the relevant purposes, this article was developed by using the dogmatic-legal investigation, jurisprudential, and legal analysis method, and through the use of methodological, descriptive, comparative and propositional tools.
publishDate 2018
dc.date.none.fl_str_mv 2018-11-28
dc.type.none.fl_str_mv info:eu-repo/semantics/article
info:eu-repo/semantics/publishedVersion
format article
status_str publishedVersion
dc.identifier.none.fl_str_mv http://revistas.pucp.edu.pe/index.php/derechopucp/article/view/20437
10.18800/derechopucp.201802.009
url http://revistas.pucp.edu.pe/index.php/derechopucp/article/view/20437
identifier_str_mv 10.18800/derechopucp.201802.009
dc.language.none.fl_str_mv spa
language spa
dc.relation.none.fl_str_mv http://revistas.pucp.edu.pe/index.php/derechopucp/article/view/20437/20353
http://revistas.pucp.edu.pe/index.php/derechopucp/article/view/20437/22385
http://revistas.pucp.edu.pe/index.php/derechopucp/article/view/20437/23009
dc.rights.none.fl_str_mv Derechos de autor 2018 Derecho PUCP
http://creativecommons.org/licenses/by/4.0
info:eu-repo/semantics/openAccess
rights_invalid_str_mv Derechos de autor 2018 Derecho PUCP
http://creativecommons.org/licenses/by/4.0
eu_rights_str_mv openAccess
dc.format.none.fl_str_mv application/pdf
application/epub+zip
text/html
dc.publisher.none.fl_str_mv Pontificia Universidad Católica del Perú
publisher.none.fl_str_mv Pontificia Universidad Católica del Perú
dc.source.none.fl_str_mv Derecho PUCP; Núm. 81 (2018): Derecho Penal: Aspectos Actuales de la Dogmática y la Política Criminal; 265-302
2305-2546
0251-3420
reponame:Revistas - Pontificia Universidad Católica del Perú
instname:Pontificia Universidad Católica del Perú
instacron:PUCP
instname_str Pontificia Universidad Católica del Perú
instacron_str PUCP
institution PUCP
reponame_str Revistas - Pontificia Universidad Católica del Perú
collection Revistas - Pontificia Universidad Católica del Perú
repository.name.fl_str_mv
repository.mail.fl_str_mv
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score 13.243185
The Colombian Stock Exchange, Its Nature and Position concerning the Stockbrokers: Service Level Agreement (SLA) as a Way of Mitigation
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